Are you due an audit by the UK Gambling Commission?

Or do you have general concerns about areas of weakness in complying with the LCCP and AML regulations?

Wondering if you will be able to meet the regulator’s expectations for customer protection?

Not sure how the latest requirements translate into everyday best practice?

The PAR process will review your KYC/CDD/EDD processes and outcomes:

• Is your Risk Assessment fit for purpose?

• Are any of your top depositors a risk to the business?

• Are your RG and AML decisions linked effectively and with accurate information?

• Are your AML decisions documented consistently?

• Are you reporting SARs correctly?

• Is your leadership team fully aware of their roles and responsibilities?

We work with all of your key team members to assess and improve their working practices, and help reduce AML and POCA risks to your business.

The UK Gambling Commission LCCP states :

    “ Licensees must interact with customers in a way that minimises the risk of customers experiencing harms associated with gambling.”

We review your customer-oriented communications and collateral, in particular:

• quality control: are your standards being followed?

• inter-organisation communication: are customers treated the same way across departments?

• decision making: are staff supported to make the right decisions for customers?

• reporting: are you able to prove that you intervened at the appropriate moment and if not, why not?

• Is your leadership team providing the necessary support, and taking responsibility?

If any of these are areas of concern for you, please contact us for more details.